A team player with the ability to ‘go-beyond’ in an organisation with high growth ambitions
Ability to work in an agile and fast paced industry and working environment
Aspiration to grow with the company
Job Requirements General Compliance
Building and maintaining compliance frameworks and policies as required by a licensed Electronic Money Institution.
Conducting and overseeing internal reviews and audits periodically to ensure that compliance procedures/frameworks are followed.
Conducting or directing the internal investigation of compliance issues. Informing, educating, and training employees on matters that are associated with regulations and industry practices.
Conducting reviews of changes to relevant regulations and legislations that impact the business and developing a ‘horizon scanning’process to ensure the business is aware of and ready for changes in the same,
Interacting with external auditors on matters related to audits of the organisation's internal controls, and assess potential fraud activity, plus develop fraud detection tools.
Creation, review and implementation of policies and procedures Develop, challenge and implement key compliance policies with regards to the issuance of electronic money and other relevant regulations
Collect and analyse risk information from source systems, departments
Review and organisation's internal controls, and assess potential fraud activity, plus develop fraud detection tools.
Conducting compliance risk assessment training workshops
Conducting internal reviews and audits
Advising and supporting internal management and Monavate customers on the implementation of compliance programs
Developing risk management strategies
Evaluating compliance systems and ensuring adequate software is in place
Reporting on compliance and delivery of board pack and KPI’s
You must have EMI / E-Money Regulatory experience
Provide leadership and management to the current and future compliance team to ensure internal and global compliance
Job Requirements Regulatory Compliance
Provide a robust regulatory environment, maintain regulatory standards and be the point of contact with the FCA, ICO, LOB and other regulatory bodies
Scoping and review of PSR, EMR’s 2011, JMLSG, EBA and regional and local regulatory rules and environments
Oversight and build of Compliance monitoring strategy and implementation of the company Risk registers
Set-up and chair the internal risk committee regularly reviewing
Scope and review of regulatory permissions
Research on product sets and impact analysis in line with regulatory permissions
Develop and maintain continuous strong enterprise risk management framework as well as an annual Compliance work plan
Prepare and present clear and concise Compliance reports to the executive team and external regulatory bodies as needed
Identify emerging risks that present new regulatory, fraud, or operational risks
Manage the delivery of regulatory reporting and ensure stakeholders understand what is required
Ensure that compliance programs throughout the company are effective and efficient in identifying, preventing, detecting, and correcting noncompliance with applicable laws and regulations, including proper auditing and reporting functions
Manage investigations related to breaches or errors within compliance
Establish and enforce of the three lines of defence
processes and establishing sufficient controls
Maintain oversight of compliance across all business operations
Assist in the development and monitoring of key risk indicators to determine elevations in risk and proactively implement risk mitigation measures
Ensure that the client is compliant with all necessary regulatory bodies and ensure approval is sought when needed for all current and new products and services
Regularly audit Company's operations, products, procedures, practices, and documents, including quality assurance, quality control, and periodic reviews of departments to identify possible weaknesses or risks
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