Compliance Officer

at Capexmove in London

Compliance Officer

The role
Capexmove seeks a highly motivated and organized individual to serve as Compliance Officer (CO). The CO will make recommendations to the board regarding interpretation and implementation of policies, procedures, and processes to address regulatory compliance issues. The role aims to support and facilitate Capexmove’s business to be conducted and supervised in compliance with applicable laws, regulations and firm policies. In addition, the CO will reinforce Capexmove’s culture of compliance by: providing general compliance advice and support primarily for our business; creating and updating of policies and procedure; performing monitoring/surveillance; reviewing marketing materials and assist in conducting training.

● Position - Internship
● Location - London, UK / Remote

Mandatory skill set
● A strong knowledge of the UK & EU regulatory regime
● Experience within Compliance at a regulated financial institution, or with a regulator

Main tasks
● Conduct risk assessments on a regular scheduled basis, including any associated controls and their effectiveness
● Work closely with stakeholder groups including business operations, risk and engineering teams
● Identify potential enhancements in processes and play a role to implement system changes
● Keep up-to-date with regulatory rules and changes i.e. regulatory landscaping and thematics
● Provide an oversight on compliance policies and procedures, as part of the ongoing monitoring requirements
● Prepare reports for regulatory bodies and internal management

About the company
Capexmove is the platform to access our decentralized debt capital marketplace, where SMEs can issue bonds on the blockchain, and investors can purchase and trade them in the secondary market.
Thanks to Capexmove access to capital becomes easier, faster and cheaper. Issuers simply enter their project details and bond’s features in Capexmove, and investors can choose which project to finance and up to what extent. Capexmove's goal is to build a marketplace for enterprises, investors and professionals where bond issuance, credit ratings and financial services will take place in full transparency, security and efficiency in order to close the SME financing.

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Published at 02 Feb 2018
Expires on 02 Apr 2018


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